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3 jobs found for Compliance manager in Hong Kong

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  • distribution compliance manager

    • permanent
    • HK$45,000 - HK$65,000 per month
    about the company.Our client is one of the Top 5 insurance firm globally about the job.Responsible for developing and enhancing policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesReview marketing materials and selling practices on a daily basis Investigate on suspici
    posted 6 february 2023
    about the company.Our client is one of the Top 5 insurance firm globally about the job.Responsible for developing and enhancing policies and procedures related to sales channel and distribution activities. Ensure compliance with local/oversees regulations and group policies Provide compliance advice to business units on day-to-day operation and new business initiativesReview marketing materials and selling practices on a daily basis Investigate on suspici
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  • asset management compliance manager

    • permanent
    • HK$60,000 - HK$80,000 per month
    about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters for Asset Management Business, including business compliance and investment complianceProviding compliance advice to business units (portfolio managers, marketing team, operatio
    posted 31 january 2023
    about the companyOur client is an investment arm of a leading Investment Bank. They are currently expanding the team globally and looking for a Manager to join their Asset Management business (new headcount). about the jobSupporting the Head of Compliance in all compliance matters for Asset Management Business, including business compliance and investment complianceProviding compliance advice to business units (portfolio managers, marketing team, operatio
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  • general compliance manager (corporate bank)

    • permanent
    • HK$45,000 - HK$60,000 per month
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    posted 1 march 2023
    about the company.Our client is a leading regional bank. They are currently looking for a General Compliance Manager/Assistant Manager about the job.Assist Team Head in handling general and regulatory compliance duties for Hong Kong branch (Corporate Banking and Wealth Management businesses) Dissemination of circulars and responsible for internal announcements Assist in update company policies, internal procedures and control accordingly to latest regulato
    show job details

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Explore over 3 jobs in Hong Kong

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