• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:
• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.• Monitoring & Surveillance:
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