7 Assistant Banking & financial services jobs found

COMPANY DESCRIPTIONAn international financial institution is seeking an Assistant Compliance Manager to act as the MLRO and to handle key compliance responsibilities and maintain anti-money laundering procedures. They are located in Hong Kong Island.JOB DETAILS: * acting as MLRO to handle internal investigations for Compliance and AML* conducting KYC/ CDD checks for on-boarding of new and existing clients* implementing FATCA/ CRS procedure * reviewing and

about the company.A leading global investment firm with a significant presence across Asia, the Americas, and Europe, missioned to help clients achieve their long-term financial goals through innovative investment solutions. The Hong Kong office plays a crucial role in Asian operations, managing substantial assets and pioneering new investment products, particularly within the Exchange Traded Fund (ETF) space. With approximately USD 7.3 billion in AUM in H

about the company.This organization is a key service provider and vendor playing a pivotal role in a large-scale public infrastructure project designed to modernize pension administration. They offer a high-impact environment for professionals to contribute to a landmark industry initiative focused on digital transformation within the financial services sector.about the team.You will be part of the Compliance and Quality Assurance function, operating speci

1. Operations● Assist in Operational Control & Review of the Company.● Keep monitoring and maintaining client relationships to foster a strong and enduring partnership● Maintain client agreements and relevant forms.● Oversee fund operations in collaboration with relevant department.● Handle referral agreements.2. Office Admin● Provide full spectrum of administrative duties including but not limited to office management, office supplies and material sourcin

● Ensure the completeness and consistence for the client’s account on boardingdocuments with sales/ account executive’s justification, including handlingenquiries in relation to but not less than Individual, Corporate and Institutionaltypes of accounts.● Handle trading transactions (mainly for odd lots order), insurance subscriptionand fund and stock withdrawal/ deposit request at business level.● Conduct client’s name screening and system input to fulfil

about the company.One of the major international banks and a leading arranger of specialized financial products worldwide. The position is under their corporate and commercial banking business.about the team.Stable and medium size.about the job.- Assist Compliance Management / Supervisors to oversee various controls measures outlined in SMBC's internal policies and procedures;- Assist to develop and/or continuously review the Anti-Money Laundering (“AML”)

JOB DUTIES* conducting background checks of new and existing clients in accordance to AML procedures* acting as key point of contact and serve as MLRO in handling internal inquiries* implementing FATCA/ CRS procedures across global network of offices* lead and mentor a specialized team to execute essential AML and compliance operations* monitoring financial movements to detect and report irregularities, ensuring all activity aligns with regional and groupR