- 1. Operations● Assist in Operational Control & Review of the Company.● Keep monitoring and maintaining client relationships to foster a strong and enduring partnership● Maintain client agreements and relevant forms.● Oversee fund operations in collaboration with relevant department.● Handle referral agreements.2. Office Admin● Provide full spectrum of administrative duties including but not limited to office management, office supplies and material sourcin1. Operations● Assist in Operational Control & Review of the Company.● Keep monitoring and maintaining client relationships to foster a strong and enduring partnership● Maintain client agreements and relevant forms.● Oversee fund operations in collaboration with relevant department.● Handle referral agreements.2. Office Admin● Provide full spectrum of administrative duties including but not limited to office management, office supplies and material sourcin
- ● Ensure the completeness and consistence for the client’s account on boardingdocuments with sales/ account executive’s justification, including handlingenquiries in relation to but not less than Individual, Corporate and Institutionaltypes of accounts.● Handle trading transactions (mainly for odd lots order), insurance subscriptionand fund and stock withdrawal/ deposit request at business level.● Conduct client’s name screening and system input to fulfil● Ensure the completeness and consistence for the client’s account on boardingdocuments with sales/ account executive’s justification, including handlingenquiries in relation to but not less than Individual, Corporate and Institutionaltypes of accounts.● Handle trading transactions (mainly for odd lots order), insurance subscriptionand fund and stock withdrawal/ deposit request at business level.● Conduct client’s name screening and system input to fulfil
- JOB DUTIES* conducting background checks of new and existing clients in accordance to AML procedures* acting as key point of contact and serve as MLRO in handling internal inquiries* implementing FATCA/ CRS procedures across global network of offices* lead and mentor a specialized team to execute essential AML and compliance operations* monitoring financial movements to detect and report irregularities, ensuring all activity aligns with regional and groupRJOB DUTIES* conducting background checks of new and existing clients in accordance to AML procedures* acting as key point of contact and serve as MLRO in handling internal inquiries* implementing FATCA/ CRS procedures across global network of offices* lead and mentor a specialized team to execute essential AML and compliance operations* monitoring financial movements to detect and report irregularities, ensuring all activity aligns with regional and groupR
- COMPANY DESCRIPTIONAn international financial institution is seeking an Assistant Compliance Manager to act as the MLRO and to handle key compliance responsibilities and maintain anti-money laundering procedures. They are located in Hong Kong Island.JOB DETAILS: * acting as MLRO to handle internal investigations for Compliance and AML* conducting KYC/ CDD checks for on-boarding of new and existing clients* implementing FATCA/ CRS procedure * reviewing andCOMPANY DESCRIPTIONAn international financial institution is seeking an Assistant Compliance Manager to act as the MLRO and to handle key compliance responsibilities and maintain anti-money laundering procedures. They are located in Hong Kong Island.JOB DETAILS: * acting as MLRO to handle internal investigations for Compliance and AML* conducting KYC/ CDD checks for on-boarding of new and existing clients* implementing FATCA/ CRS procedure * reviewing and
