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* Assist in the preparation of Compliance Committee reports and develop training materials

QUALIFICATIONS
* Bachelor's Degree in Law, Finance or relevant fields
* 2 years of compliance experience
* Strong understanding of SFC, HKMA or IA and CPT/CPD requirements
* Strong command of English and Cantonese and Mandarin
* Possess strong communication skills

Interested in this opportunity? Apply to the link or contact me directly for more information.

Eric Yip
Email: eric.yip@randstad.com.hk
WhatsApp: 6290 9219

JOB DESCRIPTION:
* Provide subject-matter expertise on investment and insurance compliance
* Take full ownership of registration and licensing workflows for HKMA, SFC, and IA
*Help draft, refine, and implement local compliance plans and internal procedures
* Providing legal oversight on cargo claims, insurance disputes and any operational liabilities
* Assist in the preparation of Compliance Committee reports and develop training materials

QUALIFICATIONS
* Bachelor's Degree in Law, Finance or relevant fields
* 2 years of compliance experience
* Strong understanding of SFC, HKMA or IA and CPT/CPD requirements
* Strong command of English and Cantonese and Mandarin
* Possess strong communication skills

Interested in this opportunity? Apply to the link or contact me directly for more information.

Eric Yip
Email: eric.yip@randstad.com.hk
WhatsApp: 6290 9219

skills
no additional skills required
qualifications
* Bachelor's Degree in Finance, Law or related fields
* min. 2 years in the financial or banking industry
* experience in licensing and registration (SFC, HKMA, IA)
education
Bachelor Degree

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summary

hong kong
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0268666_1199062146659008882

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investment compliance officer - bank - hong kong.

job details

skills

qualifications

education

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the application process.

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getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

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get in touch

eric yip

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