summary

hong kong
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0262952_3715565151182711008

job details

• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.

• Monitoring & Surveillance: Conduct trade and communication surveillance to prevent market misconduct and insider trading.

• Policy Development: Update compliance manual, AML, KYC, and data privacy policies.

• Regulatory Liaison: Handle SFC inquiries, inspections, and reporting requirements.

To Apply

This is an excellent opportunity to join one of the leading firm that offer long term career growth, guidance, and development.

Interested individuals can apply now. Please send your CV in WORD format.

• Regulatory Compliance: Create and maintain compliance policies aligned with SFC and other regulations.

• Licensing: Manage SFC licensing for Types 1, 2, 4, and 9 activities.

• AML/KYC & Financial Crime: Oversee AML/KYC programs, client onboarding, due diligence, and suspicious activity monitoring.

• Advisory: Provide compliance guidance to investment, trading, and operations teams on products, initiatives, and regulatory changes.

• Monitoring & Surveillance: Conduct trade and communication surveillance to prevent market misconduct and insider trading.

• Policy Development: Update compliance manual, AML, KYC, and data privacy policies.

• Regulatory Liaison: Handle SFC inquiries, inspections, and reporting requirements.

To Apply

This is an excellent opportunity to join one of the leading firm that offer long term career growth, guidance, and development.

Interested individuals can apply now. Please send your CV in WORD format.

skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

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andy chan

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compliance manager- asset management.

job details

skills

qualifications

education

share this job.

the application process.

apply with randstad.

we’ll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

start your new job.

get in touch

andy chan

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compliance associate, asset management, 35-45k

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