Our client is a prestige investment firm. Seeking a Compliance Director in the Hong Kong office.
Responsibilities:
- Oversees all compliance-related issues within Risk & Compliance.
- Provides global markets compliance advisory with a strong FICC focus.
- Ensures the firm meets all regulatory requirements.
- Implements, monitors, and manages compliance programs.
- Advises on business strategies from a compliance perspective.
- Liaises with regulatory bodies.
- Trains and develops staff on compliance matters.