compliance advisory - senior associate - open to big four.

about the team.You will be part of a collaborative and high-performing and expanding Compliance Department. You will work closely with the Local Compliance Officer (LCO HK) and collaborate with regional and global teams (including CPLD and CPDAP) to ensure robust governance. The culture is one that promotes ethical conduct, accountability, and continuous professional development.


about the job.Reporting to the Compliance Manager, you will be responsible for providing high-quality advice and executing compliance strategies. Your key responsibilities will include:

- Licensing & Registration: Execute licensing registrations and updates for both the institution and individuals, ensuring full compliance with regulatory standards and facilitating efficient approval processes.
- Regulatory Advisory: Provide high-quality advice on regulatory communications and general compliance analysis to business stakeholders.
- Obligation Tracking: Monitor regulatory developments and implement robust tracking mechanisms to ensure effective management of all relevant regulatory obligations.
- Reporting & Governance: Prepare comprehensive management information (MI) reports regarding compliance risks and the regulatory landscape; present impactful updates and recommendations to management for informed decision-making.
- Risk Management: Proactively identify and escalate critical regulatory risks to the LCO HK, developing practical solutions and actionable plans to mitigate risks.
- Project Coordination: Coordinate global and regional compliance initiatives, working closely with group companies and internal departments.
- Culture & Training: Support staff training on compliance policies and foster a strong culture of compliance, ethical conduct, and accountability across the organization.


skills & experiences required.- Degree holder in Law, Finance, Business, Accounting, or a related discipline.
- 3-5 years of relevant experience in Compliance, preferably within the Banking or Financial Services sector or Big 4.
- Basic knowledge of local laws and regulations related to banking practices (e.g., HKMA/SFC requirements).
- Strong business acumen with effective organizational and prioritization skills.
- Ability to work independently and thrive in a fast-paced, high-pressure environment.
- Excellent command of written and spoken English and Chinese is highly preferred.