assistant manager, financial crime compliance.

AML system management
● Support AML system enhancement project and lead UAT tasks.
● Review Screening, transaction monitoring and customer risk rating alerts. Study the trend of
the AML risk and design the mitigation plans.
● Update the name screening, transaction monitoring and customer risk rating operation
procedures on an ongoing basis in order to ensure compliance with higher of the Group
requirements or local regulatory requirement.
● Follow up the threshold tuning of the transaction monitoring and customer risk rating modules.

Data and process analysis
● Conduct different Fintech/ Regtech, data and process analysis in Compliance perspective.
Convert insight into actionable items to address the identified risk.

Compliance testing
● Assist to conduct regular Compliance review/ testing.
● Undertake monitoring and follow up with relevant stakeholders on agreed actions for any
non-compliance issues until they are satisfactorily resolved/implemented.

Training
● Provide financial crime related compliance trainings and awareness materials to all relevant
business and control units.

Others ...