● Ensure the completeness and consistence for the client’s account on boarding
documents with sales/ account executive’s justification, including handling
enquiries in relation to but not less than Individual, Corporate and Institutional
types of accounts.
● Handle trading transactions (mainly for odd lots order), insurance subscription
...
and fund and stock withdrawal/ deposit request at business level.
● Conduct client’s name screening and system input to fulfil AML/ audit
requirements.
● Act as backup to Client Services Officers/ partners by taking up their roles and
duties in needs.
● Act as a gate keeper for Company’s policies and regulatory requirements.
● Involve and participate in ad-hoc projects as assigned.
● Provide guidance to junior staffs for an achievement of the Team’s common goal
(apply for Manager only)
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● Ensure the completeness and consistence for the client’s account on boarding
documents with sales/ account executive’s justification, including handling
enquiries in relation to but not less than Individual, Corporate and Institutional
types of accounts.
● Handle trading transactions (mainly for odd lots order), insurance subscription
and fund and stock withdrawal/ deposit request at business level.
● Conduct client’s name screening and system input to fulfil AML/ audit
requirements.
● Act as backup to Client Services Officers/ partners by taking up their roles and
duties in needs.
● Act as a gate keeper for Company’s policies and regulatory requirements.
● Involve and participate in ad-hoc projects as assigned.
● Provide guidance to junior staffs for an achievement of the Team’s common goal
(apply for Manager only)