- about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, andabout the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
- about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
- about the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from saabout the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from sa
- about the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new buabout the job.Oversee the company's overall compliance framework, including providing regulatory advice and conducting annual product and policy reviews.Supervise day-to-day compliance operations, including client onboarding, transaction monitoring, and ensuring business activities comply with regulatory requirements and internal guidelines.Manage license applications and provide strategic advice on licensing issues.Participate in the development of new bu
- A premier External Asset Management (EAM) firm in Hong Kong is looking for a Relationship Manager with a strong portable client base. Capitalise on excellent fund performance, premier private banking networks, and hybrid work arrangements. Apply now to advance your career.about the company.Our client is a well-established External Asset Management (EAM) platform with an exceptional track record in Hong Kong. Renowned for delivering independent wealth managA premier External Asset Management (EAM) firm in Hong Kong is looking for a Relationship Manager with a strong portable client base. Capitalise on excellent fund performance, premier private banking networks, and hybrid work arrangements. Apply now to advance your career.about the company.Our client is a well-established External Asset Management (EAM) platform with an exceptional track record in Hong Kong. Renowned for delivering independent wealth manag
