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5 Licensing Banking & financial services jobs found

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    • permanent
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    • permanent
    • HK$600,000 - HK$1,500,000 per year, attractive and competitive package
    about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
    about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
    • permanent
    about the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from sa
    about the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from sa
    • permanent
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    • permanent
    A premier External Asset Management (EAM) firm in Hong Kong is looking for a Relationship Manager with a strong portable client base. Capitalise on excellent fund performance, premier private banking networks, and hybrid work arrangements. Apply now to advance your career.about the company.Our client is a well-established External Asset Management (EAM) platform with an exceptional track record in Hong Kong. Renowned for delivering independent wealth manag
    A premier External Asset Management (EAM) firm in Hong Kong is looking for a Relationship Manager with a strong portable client base. Capitalise on excellent fund performance, premier private banking networks, and hybrid work arrangements. Apply now to advance your career.about the company.Our client is a well-established External Asset Management (EAM) platform with an exceptional track record in Hong Kong. Renowned for delivering independent wealth manag

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