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7 Licensing Banking & financial services jobs found

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    • permanent
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
    • permanent
    • HK$600,000 - HK$1,500,000 per year, attractive and competitive package
    about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
    about the company.a prestigious, wholly-owned Asian investment banking flagship of a major sovereign policy bank—is urgently seeking a high-caliber Responsible Officer (Type 4 & 9) to spearhead their asset management, advisory, and investment platform in Central.This is a high-visibility, senior-level mandate with direct strategic influence over regional corporate and investment banking (CIB) expansions.about the job.Act as a licensed Responsible Officer (
    • permanent
    • HK$40,000 - HK$60,000 per year
    About the OpportunityWe are currently representing a top-tier international Private Bank seeking an exceptional Assistant Relationship Manager to join one of the most successful and highly structured desks in the region. You will be supporting a very seasoned, high-producing Relationship Manager who already has an established team of two dedicated ARMs. Due to exceptional business growth, the RM is looking to add a third professional to the team.About the
    About the OpportunityWe are currently representing a top-tier international Private Bank seeking an exceptional Assistant Relationship Manager to join one of the most successful and highly structured desks in the region. You will be supporting a very seasoned, high-producing Relationship Manager who already has an established team of two dedicated ARMs. Due to exceptional business growth, the RM is looking to add a third professional to the team.About the
    • permanent
    about the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from sa
    about the company.Serving over half a million retail, private, and institutional clients, the firm offers a comprehensive financial services platform covering:Equities, bonds, CFDs, commodities, and derivatives dealingPrivate wealth management and structured investment solutionsCorporate finance, capital raising, and IPO underwritingEquity research covering regional marketsabout the job.Order Execution: Accurately process and execute dealing orders from sa
    • permanent
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    about the company.Our client is a premier, full-service investment bank with a dominant market presence in Hong Kong. about the team.You will join a dynamic, highly respected Equity Capital Markets (ECM) team composed of experienced dealmakers and market specialists.about the job.Transaction Execution: Drive and execute equity capital market transactions end-to-end, including HKEX/US IPOs, follow-on offerings, share placements, rights issues, and pre-IPO f
    • permanent
    • HK$24,000 - HK$29,000 per month
    about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
    about the company.Leading Asian Regional Brokerage & Wealth Management GroupOne of Asia’s largest full-service brokerage firms and investment financial groups, headquartered in Singapore and publicly listed on the SGX. about the job.Trade Execution: Execute orders for Hong Kong equities, global markets, and structured products (e.g., Equity-Linked Notes, Warrants, CBBCs, OTC Derivatives) accurately and in a timely manner.Order Management: Monitor order flo
    • permanent
    about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
    about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le

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