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9 Licensing Banking & financial services jobs found

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    • permanent
    • HK$40,000 - HK$60,000 per year
    This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
    This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region.About the team.You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the
    • permanent
    • HK$20,000 - HK$30,000 per month, attractive bonus
    An established international financial institution is seeking an experienced Senior Dealer / Dealer to join their expanding Global Markets Team in Hong Kong. This role focuses on executing foreign securities and global futures trade orders with high accuracy while delivering exceptional client service, operating under a valid SFC RA1 and RA2 licensing framework.about the company.Our client is a highly respected global financial services institution with a
    An established international financial institution is seeking an experienced Senior Dealer / Dealer to join their expanding Global Markets Team in Hong Kong. This role focuses on executing foreign securities and global futures trade orders with high accuracy while delivering exceptional client service, operating under a valid SFC RA1 and RA2 licensing framework.about the company.Our client is a highly respected global financial services institution with a
    • permanent
    about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
    about the company.Our client is a premier, highly reputable financial institution in Hong Kong, fully backed by a prestigious, multi-billion dollar diversified corporate conglomerate ecosystem. The firm is a recognized market leader dedicated to providing institutional-grade wealth management, asset protection, multi-generational legacy preservation, and comprehensive retirement solutions. With deep regional roots and a massive corporate footprint, they em
    • permanent
    Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
    Key ResponsibilitiesRegulatory Leadership: Act as the primary point of contact for the Securities and Futures Commission (SFC), managing all licensing applications, on-site inspections, and ongoing regulatory correspondence.Framework Design: Develop, implement, and oversee a comprehensive compliance program covering SFC Type 1 (Dealing in Securities) and Type 7 (ATS) regulated activities.AML/CTF Oversight: Serve as the Head of Compliance/ Chief Compliance
    • permanent
    Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
    Responsible Officer 1 & 4 (Unconditional/Operation/SFC/Compliance)about the company.Our client is a well-established boutique local securities brokerage with a long history of serving private and institutional clients in Hong Kong. They are known for their stable to market expansion. The firm offers a professional and quiet office culture where the focus is on long-term client relationships and rigorous adherence to regulatory standards.about the team.You
    • permanent
    • HK$40,000 - HK$60,000 per year
    about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
    about the team.You will join a sophisticated legal and compliance function comprised of seasoned professionals. The team culture is collaborative and execution-focused, valuing clear communication and practical problem-solving. This is an environment where your regulatory expertise will be directly integrated into business decision-making.about the job.Provide day-to-day compliance support for regulated activities, focusing on asset management and AML/KYC
    • permanent
    Senior Relationship Manager - Private Banking & Wealth Management (Hong Kong)Our client is a premier global universal bank with an unmatched international network across 60+ countries. This role offers an internal "warm" lead machine, allowing you to manage the personal wealth of top corporate clients. If you have 8+ years of experience and SFC Type 1 & 4 licences, join this "One Bank" platform.about the company.Our client is one of the world’s most powerf
    Senior Relationship Manager - Private Banking & Wealth Management (Hong Kong)Our client is a premier global universal bank with an unmatched international network across 60+ countries. This role offers an internal "warm" lead machine, allowing you to manage the personal wealth of top corporate clients. If you have 8+ years of experience and SFC Type 1 & 4 licences, join this "One Bank" platform.about the company.Our client is one of the world’s most powerf
    • permanent
    • HK$20,000 - HK$30,000 per month, attractive bonus
    Join a leading global financial institution expanding its treasury trading capabilities. This high-visibility role offers unparalleled exposure to sophisticated over-the-counter derivatives, fast-paced execution desks, and cross-functional technology automation projects. You will drive trading accuracy, leverage data-driven insights, and fast-track your career alongside top-tier industry experts in Hong Kong's dynamic financial hub.about the company.Our cl
    Join a leading global financial institution expanding its treasury trading capabilities. This high-visibility role offers unparalleled exposure to sophisticated over-the-counter derivatives, fast-paced execution desks, and cross-functional technology automation projects. You will drive trading accuracy, leverage data-driven insights, and fast-track your career alongside top-tier industry experts in Hong Kong's dynamic financial hub.about the company.Our cl
    • permanent
    • HK$300,000 - HK$3,000,000 per year, great commision, attractive package
    about the company.One of the leading, premier, independent asset management firm dedicated to providing bespoke wealth preservation, global asset allocation, and alternative investment solutions. We cater to ultra-high-net-worth individuals (UHNWIs), multi-generational families, and institutional investors. We combine a institutional-grade investment platform with an entrepreneurial, agile culture, allowing our partners to deliver truly conflict-free, clie
    about the company.One of the leading, premier, independent asset management firm dedicated to providing bespoke wealth preservation, global asset allocation, and alternative investment solutions. We cater to ultra-high-net-worth individuals (UHNWIs), multi-generational families, and institutional investors. We combine a institutional-grade investment platform with an entrepreneurial, agile culture, allowing our partners to deliver truly conflict-free, clie

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