wealth management / pwm compliance - vp level in Hong Kong Island

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 90,000 per month

job details

posted
location
hong kong island
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 90,000 per month
reference number
91M0153348_1621910740
contact
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is an expanding investment bank with a strong presence in Asia.

about the job

  • Provide regulatory advice to the wealth management and the sell side business units
  • Review new business initiatives
  • Maintain and update all relevant compliance manuals, policies and procedures
  • Perform desk reviews and monitoring of business activities
  • Perform regular compliance risk and controls assessments
  • Act as a contact and respond to regulator i.e. SFC
  • Handle any other compliance matters as required



skills & experiences required

  • Strong regulatory compliance knowledge and experience
  • At least 8 to 10 years of relevant HK regulatory compliance experience
  • Good communication skills in both English and Chinese
  • Independent and self-driven



To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

Wealth Management Compliance, PWM Compliance, HKMA, SFC, Regulatory Compliance, General Compliance, Product Compliance, Compliance Advisory

qualification

Strong regulatory compliance knowledge and experience
At least 8 to 10 years of relevant HK regulatory compliance experience

responsibilities

Wealth Management / PWM Compliance - VP Level

educational requirements

Bachelor Degree