vp - wealth management compliance in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 90,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 90,000 per year
reference number
91M0153348_1614219436
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a securities firm/investment bank with strong presence in Asia.

about the job.
  • Provide regulatory advice to the wealth management and the sell side business units
  • Review new business initiatives
  • Maintain and update all relevant compliance manuals, policies and procedures
  • Perform desk reviews and monitoring of business activities
  • Perform regular compliance risk and controls assessments
  • Act as a contact and respond to regulator i.e. SFC
  • Handle any other compliance matters as required
skills & experiences required.
  • Strong regulatory compliance knowledge and experience
  • Minimum 8 years of relevant HK regulatory compliance experience
  • Good communication skills in both english and chinese
  • Independent and self-driven

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

VP - Wealth Management Compliance

qualification

VP - Wealth Management Compliance

responsibilities

VP - Wealth Management Compliance

educational requirements

Bachelor Degree