vp - regulatory compliance, global market in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 70,000 - HK$ 110,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 70,000 - HK$ 110,000 per year
reference number
91M0155058_1618294807
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is an international bank with strong presence in the region.

about the job.
  • Provide compliance advice related to Global Markets products, services and clients
  • Provide compliance support in relation to the Sales and Distribution in the Global Market division
  • Provide oversight on regulatory compliance risks, including suitability and cross-border
  • Define policies and standards to cover compliance risks and issues
  • Conduct investigative work on incidents or regulatory concerns
  • Escalate all material and significant breaches or potential breaches of regulations
  • Provide regulatory training
  • Conduct due diligence and review new products
skills & experiences required.
  • Knowledge of Global Market Products
  • Strong analytical and problem-solving skills
  • Strong communication and interpersonal skills
  • Strong team player
  • Fluent in Cantonese and English, Mandarin
  • Experience of working for a large international financial institution preferred

Interested parties please call Nicole Hui (nicole.hui@randstad.com.hk) at 2232 3421.

skills

Regulatory Compliance, Global Market

qualification

Regulatory Compliance, Global Market

responsibilities

Regulatory Compliance, Global Market

educational requirements

Bachelor Degree