about the company
Our client is a leading investment bank with strong presence globally.
about the job ...
trade surveillance, vp (team lead).
- hong kong
- posted 4 may 2023
- closes 2 july 2023
key responsibilities
Leading a team of 4-6 team members in performing monitoring and surveillance function for APAC
Updating and modifying surveillance framework, policies and procedures
Reviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary
Collaborate with First Line of Defence in any breaches or market abuse surveillance related activitiesskills
trade surveillance, compliance, monitoring and surveillancequalifications
University Degree in Law, Accounting, Finance or relevant disciplines
Minimum 6 years Surveillance experience in sizeable financial services
Management experience would be a bonuseducation
Bachelor Degree
the application process.
See what comes ahead in the application process. Find out how we help you land that job.
get in touch
we are here to help you with your questions.
JL
related jobs.
see all jobs- about the companyOur client is an expanding Regional Corporate Bank with a strong presence in Asia region. about the team Dynamic, international working environment Top management in Hong Kong are all trained in top-tier foreign banks about the job Advise the business on all AML/CFT related issuesImplement compliance management plans based on risks, including implementation and evaluation of specific policies and procedures, evaluation of compliance riabout the companyOur client is an expanding Regional Corporate Bank with a strong presence in Asia region. about the team Dynamic, international working environment Top management in Hong Kong are all trained in top-tier foreign banks about the job Advise the business on all AML/CFT related issuesImplement compliance management plans based on risks, including implementation and evaluation of specific policies and procedures, evaluation of compliance ri
- about the company.A world's leading investment bank is now hiring an Regional IT Audit - VP for their team in Hong Kong. As a valued member, you will contribute to the Bank by performing IT audit projects, investigating into their IT systems, cloud technology, cybersecurity etc. in Asia Pacific. about the team. IT audit is a highly respected function in the Bank. They offer a structured career path, dynamic and international work culture to their team. Yoabout the company.A world's leading investment bank is now hiring an Regional IT Audit - VP for their team in Hong Kong. As a valued member, you will contribute to the Bank by performing IT audit projects, investigating into their IT systems, cloud technology, cybersecurity etc. in Asia Pacific. about the team. IT audit is a highly respected function in the Bank. They offer a structured career path, dynamic and international work culture to their team. Yo
- about the company.A unique opportunity has risen for a Global Business & Investment Research - VP at a well-established e-commerce corporation, one of the largest e-commerce platforms in Asia Pacific. Your role will be to perform global research and provide strategic directions driving the global business growth.about the team.You will report directly to the Group CEO. Working in the Global Business Research team of 3-4. about the job.This is a VP grade, eabout the company.A unique opportunity has risen for a Global Business & Investment Research - VP at a well-established e-commerce corporation, one of the largest e-commerce platforms in Asia Pacific. Your role will be to perform global research and provide strategic directions driving the global business growth.about the team.You will report directly to the Group CEO. Working in the Global Business Research team of 3-4. about the job.This is a VP grade, e
