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trade surveillance, vp (team lead).

  • hong kong
  • posted 13 january 2023
  • closes 13 march 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$85,000 - HK$120,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    Leading a team of 4-6 team members in performing monitoring and surveillance function for APAC
    Updating and modifying surveillance framework, policies and procedures
    Reviewing compliance monitoring reports, scenario reviews, analysing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary
    Collaborate with First Line of Defence in any breaches or market abuse surveillance related activities

  • skills

    trade surveillance, compliance, monitoring and surveillance

  • qualifications

    University Degree in Law, Accounting, Finance or relevant disciplines
    Minimum 6 years Surveillance experience in sizeable financial services
    Management experience would be a bonus

  • education

    Bachelor Degree

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JL

joanne lo

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