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trade surveillance, officer/senior officer.

  • hong kong
  • posted 18 january 2023
  • closes 18 march 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$25,000 - HK$40,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    Perform trade surveillance on daily trading activities and work closely with Front Office staff in Global Markets
    To ensure surveillance procedures, guidelines and records are in place and fulfill regulatory requirements
    Work closely with other control units (ie operational risk, compliance, internal audit) to maintain/implement compliance risk framework

  • skills

    Compliance, AML, transaction monitoring, trade surveillance, business control

  • qualifications

    Minimum 1 years working experience in control function (compliance, business control, AML etc)
    Strong Compliance mindset, fair knowledge on local regulations
    Fluent proficiency in English & Chinese

  • education

    Bachelor Degree

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