trade surveillance manager, global markets in Hong Kong

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job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
hk$ 50,000 - hk$ 65,000 per month
reference number
91M0125070_1540344926
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is one of Hong Kong’s largest listed companies with strong presence in the region.
about the job.
  • Conduct monitoring and surveillance, focus in Global Markets
  • Implement surveillance solutions i.e. documentation and UAT
  • Review the surveillance procedures and guidelines
  • Assist in internal investigation
  • Prepare MI report for management
skills & experiences required.
  • 5 years' experience in compliance, audit or risk management field in financial services industry
  • Exposure to the global markets activities or monitoring and surveillance is an advantage.
  • Good knowledge of regulations in HKMA and SFC
  • Good communication skills in both English and Chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Regulatory Compliance/Trade Surveillance Manager, Global Markets

qualification

Regulatory Compliance/Trade Surveillance Manager, Global Markets

responsibilities

Trade Surveillance Manager, Global Markets

educational requirements

Bachelor Degree