trade surveillance - buy-side firm in Central and Western District

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 800,000 - HK$ 1,000,000 per year

job details

posted
location
central and western district
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 800,000 - HK$ 1,000,000 per year
reference number
91M0148738_1601268676
contact
rouella jose landicho, randstad hong kong
add to saved jobs print

job description

about the company

Our client is an expanding investment business in Asia.

about the team

  • International, fast-paced working environment

about the job

  • You will conduct monitoring on investment activity and surveillance, focus in Global Markets
  • Implement surveillance solutions i.e. documentation and UAT
  • Review the surveillance procedures and guidelines
  • Assist in internal investigation
  • Prepare MI report for management
  • You will also be the point of contact for the SFC
  • Assist the HK business with regulatory related inquiries

skills & experiences required

  • University degree
  • At least 4 to 8 years of relevant trade surveillance and monitoring experience in financial services industry
  • Exposure to the global markets activities or monitoring and surveillance is a must
  • Good knowledge of SFC regulations
  • Good communication skills in both English and Chinese languages

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

trade surveillance, monitoring, e-communication surveillance, compliance testing, investment compliance, asset management, buy-side, SFC regulations

qualification

CPA or CFA qualified - ideal but not a must

responsibilities

Trade Surveillance - Buy-side Firm

educational requirements

Bachelor Degree