svp, regulatory compliance in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 90,000 - HK$ 100,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 90,000 - HK$ 100,000 per year
reference number
91M0153945_1615343316
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a PB/Corp bank with strong presence in the region.

about the job.
  • Act as the second man to oversee and monitor the whole compliance function of the Bank
  • Design, implement and manage the Bank’s compliance procedures and policies
  • Provide compliance advisory to business initiative as well as new products approval
  • Monitor, assess and improve the efficiency and effectiveness of existing operations and ensuring compliance with internal and external rules, policies and regulations
  • Liaise with HKMA/SFC on all regulatory and licensing related issues and matters
  • Co-ordinate all HKMA/SFC on-site inspections & audits
  • Attend periodic meetings with other business units
  • Handle ad hoc assignments relating to compliance issues
  • Provide compliance trainings to staff members
skills & experiences required.
  • Degree holder in discipline related to Accounting, Finance, Business Administration or Law
  • 10+ years of experience in compliance/legal related function with exposure to PB/corporate banking business/ exposure with regulators
  • Ability to understand business, analyse the issues and formulate appropriate recommendations
  • Ability to develop a rapport with business but maintaining independence
  • Capacity to work in a lean team with a hands-on approach
  • Fluency in English, Cantonese and Chinese
  • Sound interpersonal, communication and analytical skills
  • Strong communication and writing skills

Interested parties please call 2232 3421 (nicole.hui@randstad.com.hk) to discuss further.

skills

SVP, Regulatory Compliance

qualification

SVP, Regulatory Compliance

responsibilities

SVP, Regulatory Compliance

educational requirements

Bachelor Degree