about the team.
- You will be leading a small team
about the job.
- Develop and enhance risk control measures for financial market to accommodate regulatory requirements and mitigate compliance, operational and reputational risks
- Formulate and review manuals with respect to compliance, operational and reputational risk on annual and need basis
- Perform compliance/risk assessment on new product/business initiatives from treasury trading/ financial market department
- Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements and identify potential risk involved in the Treasury's business/operations and
- Conduct regulatory Gap Analysis/Reporting and follow up with the actions required
- Being the contact point with Regulatory Association/ Auditor for any compliance related issue
skills & experiences required.
- Bachelor degree or above with at least 5-8 years working experience in business/operational risk, compliance, treasury operations fom the banking industry; HKIB qualifications an advantge (eg. ECF-TM/ECF-ORM standards)
- Familiar with SFC/HKMA regulatory requirements
- Familiarity on financial markets/ treasury markets products and operations
- Able to exercise judgment and liaise effectively with the business and supporting units;
- Good command of English and Chinese including Mandarin Excellent business writing skills are essential
To apply online, please click on the link. Alternatively, for a confidential discussion please contact James Cheng on + 852 2232 3442 or email: james.cheng@randstad.com.hk