retail banking compliance advisory, vp in Hong Kong

nicole hui, randstad hong kong
job type
HK$ 50,000 - HK$ 70,000 per month
apply now

job details

hong kong
banking & financial services
job type
working hours
HK$ 50,000 - HK$ 70,000 per month
reference number
nicole hui, randstad hong kong
apply now

job description

about the company.

Our client is a leading retail/corporate banking with strong presence in the region.

about the job.

  • Providing advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements from HKMA, SFC, IA
  • Advising mainly on issues relating to selling of insurance products (GI/Life focus), investment products and new business initiatives
  • Undertake investigations into any complaints reported or made by both internal and external customers in the Specific Area
  • Reviewing selling documents, internal policies and procedures and compliance training materials
  • Acting as contact point between regulators and the firm and handling their enquiries
  • Following up any gap identified with business stakeholders on the latest regulatory development and providing compliance advice
  • Reviewing marketing materials and incentive campaigns of insurance business
  • Conducting due diligence on investment and insurance products e.g. mutual fund, bonds and life/GI insurance products
  • Assist in compliance risk assessment activities
  • Provide ad hoc training / briefing on compliance issues

skills & experiences required.
  • University graduate with minimum six years of working experience in insurance industry or financial institution in compliance area
  • Good team player and good knowledge of strategic goals and plans of the business
  • Good report writing, presentation and communication skill in Cantonese and English
  • Good presentation and demonstration skills, and the ability to manage multiple projects and details simultaneously
  • Able to work independently

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email:


Retail Banking Compliance Advisory, Insurance and Investment


Retail Banking Compliance Advisory, Insurance and Investment, VP


Retail Banking Compliance Advisory, VP

educational requirements

Bachelor Degree