responsible officer - type 2 - mnc brokerage in Hong Kong

posted
contact
gladys chan, randstad hong kong
job type
permanent
salary
HK$ 60,000 - HK$ 80,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 60,000 - HK$ 80,000 per year
reference number
91M0154489_1616665840
contact
gladys chan, randstad hong kong
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job description

Responsibilities

  • Act as a Responsible Officer to supervise SFC Type 1 & 2 regulated activities
  • Serve as an advisor to assist the group’s senior management to develop futures business development strategies and associated objectives, plans, organisational structure, controls and policies
  • Formulate & Review Dealing department’s operations internal controls and procedures
  • Supervise and manage daily operations, including account opening process, account's dealing activities, margin account's risk control and client services

Requirements:

  • Bachelor degree or above
  • Minimum 5 years relevant experiences as a RO in securities firm
  • Current holder of SFC unconditional Responsible Officer license for Type 2 regulated activities.
  • Sound knowledge of SFO, SFC codes & guidelines, regulations
  • Ability to work independently, familiar with securities dealing operations
  • Fluent in English and Chinese (e.g. Cantonese and Mandarin)

To apply online please click the Apply button below. For a confidential discussion, feel free to contact Gladys Chan on +852 2232 3492 or email gladys.chan@randstad.com.hk

skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree