regulatory compliance / testing - asset management in Hong Kong

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 500,000 - HK$ 900,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 500,000 - HK$ 900,000 per year
reference number
91M0157322_1623851378
contact
rouella jose landicho, randstad hong kong
phone
+852 22323479
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job description

about the company

Our client is a leading Investment Management Firm with a strong presence in APAC region. about the team
  • Regional team, fast paced working environment
  • Friendly culture
about the job
  • You will identify and evaluate 1st level of controls in the business lines of the Firm
  • You will design risk-based testing approaches and measures within one’s own remit in conducting of second level-controls
  • You will analyze, evaluate and document the results of second level controls
  • You will look after the reporting of control results, agreement on findings and remedial actions with senior management, follow-up on actions points and closing respectively escalating of overdue findings
skills & experiences required
  • University Degree in Economics, Finance, Law or Accounting
  • At least 5 to 8 years of relevant compliance experience in asset management industry and regulations
  • Ability to work independently as well as in a team
  • Strong project management skills and keen interest in current affairs
  • Strong communication skills in fluent English and ideally Asian languages

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

business compliance, investment compliance, asset management compliance, SFC, FCC, AML, buyside

qualification

Bachelor or Master degree in Economics, Finance, Law or relevant studies

responsibilities

Regulatory Compliance / Compliance Testing - Investment Management (buyside)

educational requirements

Bachelor Degree