regulatory compliance (temp to perm) in Hong Kong

posted
contact
eva tai, randstad hong kong
job type
permanent
salary
HK$ 60,000 - HK$ 65,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 60,000 - HK$ 65,000 per month
reference number
91M0131342_1552294560
contact
eva tai, randstad hong kong
apply now

job description

Key Responsibilities

  • Market entry licensing and applications such as regulatory approved person registration/deregistration, network application, and etc.
  • Ad hoc regulatory survey coordination and response: understand the purpose of the regulatory surveys received and assist with the coordination of response preparation, consolidation, review andresponse
  • Compliance owned regulatory reporting: understand the bank’s obligation in terms of regulatory reporting and be responsible for the compliance owned regulatory reporting coordination, preparation, review, response, and etc.
  • Various regular internal reporting, compliance alert, etc.
  • PTA information collection, training and monitoring
  • Client complaint handling including coordination for the proper handling, follow ups, reporting and issue escalation
  • CTCC information collection, monitoring and reporting
  • Support the whole compliance China team in the record keeping, department SharePoint maintenance, regulatory platform access control and maintenance, team meeting coordination, etc.

Requirements

  • Bachelor degree with economics, finance, laws, etc.
  • Above 5 years working experience in financial market including banking industry, firms, etc.
  • Solid knowledge of China banking industry and related regulatory governance
  • Good communication skill and can maintain good working relationship with others
  • Strong planning, coordination and organizational skills
  • Ability to work under pressure and meet dynamic deadlines and priorities
  • Work independently under minimal supervision
  • Good team work spirit and willing to help others to achieve their target
  • Excellent written skills in both English and Chinese
  • Fluent spoken English

If you are interested in this position, please click link to apply. If you would like to know more about this role, please contact Eva Tai at +852 2232 3465 or eva.tai@randstad.com.hk for confidential conversation

skills

Bachelor degree with economics, finance, laws

qualification

Bachelor degree with economics, finance, laws

educational requirements

Bachelor Degree