regulatory compliance, sfc licensed corp - senior associate in Hong Kong

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job details

hong kong
banking & financial services
job type
working hours
hk$ 30,000 - hk$ 35,000 per month
reference number
nicole hui, randstad hong kong
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job description

about the company.

Our client is a sfc licensed financial services with strong presence in Asia.
about the job.
  • Draft and review policy and procedure when necessary to comply with regulatory standard
  • Liaise with SFC about the license applications and answer all enquiries from SFC about different types of applications
  • Implement the new compliance regular tasks by liaising with different departments
  • Develop and implement the new compliance checking
  • Monitor the trading patterns of the targeted SFC license representatives
  • Responsible for documentation and development of the compliance trail
skills & experiences required.
  • Bachelor's degree in Accounting, Economics, Finance or Law
  • 3 years of relevant experience in Securities companies or banks
  • Good presentation and demonstration skills
  • SFC License experience is a must
  • ACCA/HKICPA qualification preferred
  • Good communications skill with fluency in both Mandarin and English

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email:


no additional skills required


no additional qualifications required


Regulatory Compliance, SFC Licensed Corp - Senior Associate

educational requirements

Bachelor Degree