regulatory compliance - pwm in Central

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 700,000 - HK$ 1,000,000 per year

job details

posted
location
central
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 700,000 - HK$ 1,000,000 per year
reference number
91M0089206_1567408472
contact
rouella jose landicho, randstad hong kong

job description

about the company

Our client is an expanding Corporate and Investment Bank with Private Banking business.
about the job
  • Review all policies and procedures to ensure they comply with the regulatory requirements
  • Liaise with regulators and business units
skills & experiences required
  • Bachelor’s degree in Law, Accounting or relevant discipline
  • At least 4 to 6 years of relevant compliance experience in private banking or private wealth management
  • Knowledge of Banking Ordinance, SFO and the HKMA/SFC rules
  • Knowledge of private banking documentation and practices -ideal
  • Good interpersonal skills and problem solving skills
  • Proficient in written and spoken English and Chinese - Mandarin and Cantonese languages

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

compliance manager, general compliance, regulatory compliance, PWM, corporate bank

qualification

Bachelor’s degree in Law, Accounting or relevant discipline
At least 3 to 5 years of relevant compliance experience in a corporate banking, private banking or private wealth management

responsibilities

Regulatory Compliance - PWM

educational requirements

Bachelor Degree