regulatory compliance, private banking - team head in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 80,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 80,000 per month
reference number
91M0136793_1568697965
contact
nicole hui, randstad hong kong

job description

about the company.

Our client is a private banking arm of a large retail bank with strong presence in the region.
about the job.
  • Provide compliance advisory support in relation to Investment Products to all business units and support units of the Bank
  • Handle Private Banking (PB) selling process e.g. suitability, professional investors, promotion materials etc.
  • Act as Team Head to advise management on compliance issues and potential impact of regulatory trends and developments in the Specific Area
  • Review the current compliance controls of the Bank and identify proper actions for improvement if necessary in the area of designation
  • Coordinate and manage the ad hoc examination, surveys and enquiries conducted by regulator, external auditor or internal auditor
  • Review policies and procedures relating to PB business
skills & experiences required.
  • Degree holder in Law, Finance and Accounting or other related discipline
  • Minimum 10 years relevant experience in PB compliance
  • Sound knowledge of regulatory requirements such as Banking Ordinance, SFO etc.
  • Good understanding of banking products
  • Proficiency in both English and Chinese
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Regulatory Compliance, Private Banking, suitability, private wealth management

qualification

Regulatory Compliance, Private Banking, suitability, private wealth management

responsibilities

Regulatory Compliance, Private Banking - Team Head

educational requirements

Bachelor Degree