regulatory compliance - expanding corporate and investment bank in Hong Kong

posted
contact
shirley shao, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 60,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 60,000 per month
reference number
91M0149525_1602484371
contact
shirley shao, randstad hong kong
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job description

about the company

Our client is a expanding Corporate and Investment Bank with strong presence in HK. They are now looking for a Senior Manager talent to lead the Compliance team.

about the job

  • Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory requirements.
  • Lead the compliance function and provide regulatory compliance advices to all relevant departments of the Bank, minimize the regulatory compliance risk in its day-to-day operation.
  • Liaise with regulatory authorities and head office to ensure the Bank is abreast of regulatory developments and in compliance with the regulatory requirements.
  • Compile, monitor and handle regulatory assessments and compliance reports to ensure timely reporting to regulators, senior management and Head Office.
  • Create effective compliance culture and provide compliance training programs to the staff.

skills & experiences required

  • At least 8 years of professional working experience in compliance areas/ banking regulator.
  • Degree holder in Finance, Risk Management, Law, Accounting, Business Administration or relevant disciplines.
  • Profound knowledge in compliance functions and regulatory requirements in Hong Kong and China.
  • Excellent communication and interpersonal skills with relevant departments, head office and regulatory authorities.
  • Solid experience dealing with regulatory authorities would be an advantage.
  • Fluent written and spoken in English and Chinese, Mandarin is necessary.

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Shirley Shao on + 852 2232 3414 or email: shirley.shao@randstad.com.hk

skills

regulatory compliance, bank, financial services, internal control

qualification

regulatory compliance, bank, financial services, internal control

educational requirements

Associate Degree/Diploma