regulatory compliance, avp level - retail and wealth management in Hong Kong

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job details

hong kong
banking & financial services
job type
HK$ 50,000 - HK$ 60,000 per month
reference number
nicole hui, randstad hong kong
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job description

about the company

Our client is one of Hong Kong’s largest listed companies. Our client's major business activities comprise of retail banking and wealth management, commercial banking, and global banking and markets.
about the job
You will provide compliance advice to business units of the Bank (RBWM) to ensure full compliance with regulatory requirements and Group Standards and review the rules/regulations/consultation papers issued by regulatory authorities.
skills & experiences required
  • University degree in Accounting, Law, Risk Management, and/or related discipline
  • At least 4 to 5 years of relevant experience in compliance with exposure to retail banking and wealth management - ideal
  • Sound knowledge of rules, regulations and statutory requirements from HKMA, SFC, Office of the Commissioner of Insurance and other regulatory bodies
  • Self-motivated and presentable, with good communication, interpersonal and analytical skills
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
  • Strong communication skills in English and Cantonese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421.