investment compliance jobs

Wednesday, 3 October 2018 Hong Kong Permanent HK$ 500,000 - HK$ 700,000 per year

about the company Our client is a leading Investment Management Firm with a strong global presence. about the job Monitor the compliance of investment restrictions Code and review the investment restrictions in the investment compliance monitoring system and test the effectiveness of the newly ...

Monday, 24 September 2018 Central and Western District Permanent HK$ 50,000 - HK$ 60,000 per month

Market Research Manager, Foreign Exchange/ Investment Responsibilities: Research and analyse relevant qualitative and quantitative data; Monitor latest market trends; Design market studies, surveys, competitors and products analysis; Structure and write comprehensive reports on given research ...

Wednesday, 3 October 2018 Hong Kong Permanent HK$ 800,000 - HK$ 1,300,000 per year

about the company Our client is a top tier investment bank with a strong presence in APAC. about the job Compliance advisory for the Equities business in Hong Kong You will ensure the identification, escalation and timely mitigation of compliance risks within the region skills & experiences ...

Tuesday, 16 October 2018 Hong Kong Permanent HK$ 70,000 - HK$ 80,000 per month

about the company. Our client is an international and expanding asset management firm. about the job. Advise on a full range of compliance and regulatory issues Advise on the registration and ongoing responsibilities related to registration with the HK SFC Conduct internal investigations in a wide ...

Tuesday, 11 September 2018 Hong Kong Permanent HK$ 70,000 - HK$ 80,000 per month

about the company. Our client is an international and expanding asset management firm. about the job. Advise on a full range of compliance and regulatory issues Advise on the registration and ongoing responsibilities related to registration with the HK SFC Conduct internal investigations in a wide ...

Tuesday, 18 September 2018 Hong Kong Permanent HK$ 70,000 - HK$ 80,000 per month

about the company. Our client is an international and expanding asset management firm. about the job. Advise on a full range of compliance and regulatory issues Advise on the registration and ongoing responsibilities related to registration with the HK SFC Conduct internal investigations in a wide ...

Monday, 1 October 2018 Hong Kong Permanent HK$ 70,000 - HK$ 80,000 per month

about the company. Our client is an international and expanding asset management firm. about the job. Advise on a full range of compliance and regulatory issues Advise on the registration and ongoing responsibilities related to registration with the HK SFC Conduct internal investigations in a wide ...

Friday, 24 August 2018 Hong Kong Permanent HK$ 55,000 - HK$ 65,000 per month

about the company. Our Client is one of the leading securities companies with strong presence in the region. about the job. Provide regulatory advice and guidance on business activities of Asset Management Review business processes to ensure compliance with regulatory requirements Conduct desk ...

Monday, 8 October 2018 Hong Kong Contract

Our client, one of the top tier investment banking in the world, is seeking for a high calibre candidate to assist the Corporate and Investment Banking Operation team.

Tuesday, 9 October 2018 Hong Kong Permanent HK$ 1,000,000 - HK$ 1,200,000 per year

about the company Our client is an expanding Investment Banking and Securities business in Asia. about the job Identify, assess, monitor and challenge key risks related to the Bank's trading activities across all business areas with focus on Asia fixed income businesses Work closely with front ...