product due diligence, private banking in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 80,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 80,000 per month
reference number
91M0136793_1602729077
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a PB/Corp Bank with strong presence in the region. about the job.
  • Conduct product due diligence for private banking products
  • Provide advisory support in relation to Investment Products to all business units and support units of the Bank
  • Handle Private Banking (PB) selling process e.g. suitability, professional investors, promotion materials etc.
  • Act as Team Head to advise management on regulatory issues and potential impact of regulatory trends and developments in the Specific Area
  • Review the current controls of the Bank and identify proper actions for improvement if necessary in the area of designation
  • Coordinate and manage the ad hoc examination, surveys and enquiries conducted by regulator, external auditor or internal auditor
  • Review policies and procedures relating to PB business
skills & experiences required.
  • Degree holder in Law, Finance and Accounting or other related discipline
  • 5 to 8 years relevant experience in PB with exposure to product due diligence
  • Compliance experience is not a must (as long as the candidates know product due diligence)
  • Sound knowledge of regulatory requirements such as Banking Ordinance, SFO etc.
  • Good understanding of banking products
  • Proficiency in both English and Chinese
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Regulatory Compliance, Private Banking, suitability, private wealth management, Product Due Diligence

qualification

Regulatory Compliance, Private Banking, suitability, private wealth management, Product Due Diligence

responsibilities

Product Due Diligence, Private Banking

educational requirements

Bachelor Degree