private banking compliance, team head in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 80,000 - HK$ 90,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 80,000 - HK$ 90,000 per month
reference number
91M0141780_1587983252
contact
nicole hui, randstad hong kong
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job description


about the company.

Our client is a leading bank with private banking and corporate banking business.

about the job.
  • Manage relationships with regulators such as HKMA, SFC, IA
  • Liaise and communicate with the HKMA and HKAB on regular basis, including regulatory reporting and submissions
  • Manage regulatory examinations, surveys and investigations
  • Manage internal and external audit exercises
  • Provide general and regulatory compliance support for the bank
  • Provide compliance advisory service for private banking unit
  • Maintain and update compliance manuals and policies
  • Disseminate laws and regulations issued by regulators and coordinate gap analysis with business units
  • Provide advice on private banking compliance and general compliance issues to businesses and management
  • Review customer communication materials/correspondence with regulatory bodies regarding corporate and commercial banking businesses and general compliance matter
skills & experiences required.
  • Degree holder in Business, Accounting, Law or related disciplines
  • Minimum 7 years’ working experience in regulatory field/ bank compliance with hands-on experience in providing compliance advice (preferrably in private banking)
  • Familiar with Banking Ordinance and relevant rules, codes and guidelines issues by the HKMA and other regulators
  • Solid experience in general/regulatory compliance with experience dealing with regulators
  • Sound knowledge of the relevant laws and regulators pertinent to bank
  • Good interpersonal and communication skills to work with internal parties
  • Proficiency in both spoken and written English and Chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Private Banking Compliance, Team Head

qualification

Private Banking Compliance, Team Head

responsibilities

Private Banking Compliance, Team Head

educational requirements

Bachelor Degree