private banking and wealth management compliance in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 75,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 75,000 per month
reference number
91M0141780_1580781215
contact
nicole hui, randstad hong kong
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job description


about the company.

Our client is a leading retail bank with strong presence in the region.

about the job.
  • To keep abreast with existing and new local regulatory requirements which have impact on the Bank
  • To provide advisory support to the private banking & investment products departments, covering private wealth management
  • To provide compliance advisory support on new business or product initiatives
  • To conduct gap analysis to assess the Bank’s compliance with regulatory compliance requirements
  • To coordinate compliance related regulatory enquiries, reporting and visitations
  • To assist in establishing and performing regular review on compliance related policies
  • To assist in preparing management reports to management
  • To take up ad-hoc projects assigned by management
skills & experiences required.
  • A minimum of 5 years’ working experience in financial services industry with compliance/ audit/ risk management experience
  • Sound knowledge in requirements from Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements issued by regulators (including HKMA/ SFC/ PCPD/ IA)
  • Good presentation and report writing skills
  • Excellent command of both spoken and written English and Chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Private Banking and Wealth Management Compliance

qualification

Private Banking and Wealth Management Compliance

responsibilities

Private Banking and Wealth Management Compliance

educational requirements

Bachelor Degree