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private bank compliance, assistant manager/manager.

  • hong kong
  • posted 16 january 2023
  • closes 16 march 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$45,000 - HK$60,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    Monitor and advise Private Banking activities in compliance perspective
    Review/update/implement compliance policies and procedures relating to PB business line
    Conduct investment suitability assessments, review product documents/due diligence and marketing materials
    Provide training to front line staff on investment suitability

  • skills

    compliance, private banking, suitability, selling practice, product due diligence, regional bank

  • qualifications

    Degree holder
    5+ years relevant experience in Private Banks
    Experience in performing investment suitability testing and advising on selling practice are a must
    Written and spoken English and Chinese

  • education

    Bachelor Degree

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