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pe compliance, associate director/director.

job details

summary

    job details

    about the company

    Our client is an investment arm of a leading Investment Bank. They are currently expanding their team and looking for a (Associate) Compliance Director to join and to look after their Private Equities business.

    about the job

    • Supporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Private Equities business
    • Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
    • Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
    • Reviewing fund documents and marketing materials
    • Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant disciplines
    • At least 6 years compliance experience, strong knowledge in private equities business is a must
    • People manager experience would be an advantage
    • Fluent in spoken and written English and Chinese
    • Eager to learn and self-motivated individual

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

    about the company

    Our client is an investment arm of a leading Investment Bank. They are currently expanding their team and looking for a (Associate) Compliance Director to join and to look after their Private Equities business.

    about the job

    • Supporting the Head of Compliance in all compliance matters, including business compliance, investment compliance and AML regarding Private Equities business
    • Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
    • Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
    • Reviewing fund documents and marketing materials
    • Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant disciplines
    • At least 6 years compliance experience, strong knowledge in private equities business is a must
    • People manager experience would be an advantage
    • Fluent in spoken and written English and Chinese
    • Eager to learn and self-motivated individual

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk