job details
about the company
Our client is a leading European Private Bank. They have been expanding their business in APAC in the past years and currently have over 200 staff in HK.
about the job
- Reports to Head of General Compliance
- Perform compliance advisory on general compliance matters, including investment suitability review, product due diligence, conduct, PAD etc
- Leading 2 junior staff members on compliance monitoring and reviewing/advising on the efficiency/effectiveness of methodologies, review topics and testing activities
- Communicate with senior management and stakeholders globally regarding control deficiencies
- Liaise and coordinate with regulators on questionnaires and general compliance matters
skills & experiences required
- University Degree in Economics, Finance, Law or Accounting
- At least 5-10 years of relevant experience. Private Banking experience is a must, Wealth Management experience would be considered
- Experience in performing compliance advisory and regulatory compliance is a must
- Written and spoken English and conversational Chinese
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
about the company
Our client is a leading European Private Bank. They have been expanding their business in APAC in the past years and currently have over 200 staff in HK.
about the job
- Reports to Head of General Compliance
- Perform compliance advisory on general compliance matters, including investment suitability review, product due diligence, conduct, PAD etc
- Leading 2 junior staff members on compliance monitoring and reviewing/advising on the efficiency/effectiveness of methodologies, review topics and testing activities
- Communicate with senior management and stakeholders globally regarding control deficiencies
- Liaise and coordinate with regulators on questionnaires and general compliance matters
skills & experiences required
- University Degree in Economics, Finance, Law or Accounting
- At least 5-10 years of relevant experience. Private Banking experience is a must, Wealth Management experience would be considered
- Experience in performing compliance advisory and regulatory compliance is a must
- Written and spoken English and conversational Chinese
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk