You are successfully logged out of your my randstad account

You have successfully deleted your account

job details

summary

    job details

    about the company

    Our client is a leading European Private Bank. They have been expanding their business in APAC in the past years and currently have over 200 staff in HK.

    about the job

    • Reports to Head of General Compliance
    • Perform compliance advisory on general compliance matters, including investment suitability review, product due diligence, conduct, PAD etc
    • Leading 2 junior staff members on compliance monitoring and reviewing/advising on the efficiency/effectiveness of methodologies, review topics and testing activities
    • Communicate with senior management and stakeholders globally regarding control deficiencies
    • Liaise and coordinate with regulators on questionnaires and general compliance matters

    skills & experiences required

    • University Degree in Economics, Finance, Law or Accounting
    • At least 5-10 years of relevant experience. Private Banking experience is a must, Wealth Management experience would be considered
    • Experience in performing compliance advisory and regulatory compliance is a must
    • Written and spoken English and conversational Chinese

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

    about the company

    Our client is a leading European Private Bank. They have been expanding their business in APAC in the past years and currently have over 200 staff in HK.

    about the job

    • Reports to Head of General Compliance
    • Perform compliance advisory on general compliance matters, including investment suitability review, product due diligence, conduct, PAD etc
    • Leading 2 junior staff members on compliance monitoring and reviewing/advising on the efficiency/effectiveness of methodologies, review topics and testing activities
    • Communicate with senior management and stakeholders globally regarding control deficiencies
    • Liaise and coordinate with regulators on questionnaires and general compliance matters

    skills & experiences required

    • University Degree in Economics, Finance, Law or Accounting
    • At least 5-10 years of relevant experience. Private Banking experience is a must, Wealth Management experience would be considered
    • Experience in performing compliance advisory and regulatory compliance is a must
    • Written and spoken English and conversational Chinese

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk