markets compliance / data privacy officer - financial services in Central and Western District

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,500,000 per year

job details

posted
location
central and western district
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,500,000 per year
reference number
91M0150175_1604329582
contact
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is a well-known International Financial Services firm with a strong presence in APAC.

about the team
  • Dynamic, international working environment
  • Fast-paced culture
about the job
  • Implement and maintain the Firm's compliance programme and procedures
  • Provide Compliance coverage of the firm’s electronic trading platforms and products, including liaising with regulators, handling regulatory reporting, compliance related queries, alerts and incidents.
  • You will take the lead in data privacy issues within the region
  • Develop privacy compliance mechanisms for new products and services
  • Provide Compliance advice to the business and support functions to ensure Compliance with regulatory and company requirements and standards
  • Prepare and deliver Compliance training addressing employee needs and Compliance requirements as well as enhancing employee awareness and knowledge of regulatory requirements and sensitivities
  • Coordinate internal audits and regulatory inspections, including responses to regulatory inquiries and surveys
skills & experiences required
  • Degree in Law, Finance, Accounting or relevant studies
  • At least 5-8 years of relevant legal or compliance experience in financial services or private practice
  • Experience in compliance advisory for Australia or New Zealand and/or data privacy is ideal
  • Experience in Compliance coverage for electronic trading and global markets, particularly in relation to FICC / fixed income, equities or derivatives - ideal
  • Ideal candidate - if you have knowledge and experience in data privacy and security laws, rules, regulations, and industry standards
  • Ability to work well in a team with strong interpersonal and communication skills in English

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

ficc compliance, fixed income compliance, equities, electronic trading, data privacy, ASIC, SFC, global markets compliance

qualification

CPA, CFA or Legal qualification

responsibilities

Markets Compliance / Data Privacy Officer - Financial Services Firm

educational requirements

Bachelor Degree