legal & compliance manager in Hong Kong

jj how, randstad hong kong
job type
HK$ 40,000 - HK$ 70,000 per month

job details

hong kong
job type
working hours
HK$ 40,000 - HK$ 70,000 per month
3 years
reference number
jj how, randstad hong kong
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job description

about the company.

We are currently working with a reputable asset management company in Hong Kong to look for a Legal & Compliance Manager to be a part of their team. about the job.
  • Drafting, reviewing and negotiating transactional legal documentation for investment transactions with or without assistance from external counsels
  • Demonstrate a clear understanding of portfolio construction, investment processes, risk management, legal and compliance regulatory practices
  • Implement compliance controls and monitoring programs, including general compliance and investment compliance;
  • Formulate, review and update policies and procedures;
  • Liaise with SFC and regulatory bodies and handle their queries, inspection, reports and licensing matters;
  • Familiar with SFC licensing requirements, including approval application and notification obligations, hands on experiences to SFC online portal, perform online submission when necessary
  • Monitor and review business activities, transactions, documentation and other records in ensuring the compliance with regulatory requirements;

skills & experiences required.
  • Bachelor degree in Law, Finance, other related disciplines
  • Minimum of 5 years relevant legal & compliance experience in financial services industry (preferably in asset management firms with SFC license 4 & 9)
  • Strong knowledge of SFC regulations, AML legislations and other relevant regulatory requirements, better with knowledge and experience in handling company secretarial documentations, corporate filing and submission, but not essential.
  • Hands on experience in dealing with regulatory bodies and compliance issues
  • Independent, self-initiative and good interpersonal skills, a team-player, results orientated, attention to detail and quality standards
  • Good command of written and spoken English and Chinese, fluent in Mandarin
  • Immediately available is preferred

If interested, please click "Apply" below or feel free to reach out to JJ How via for a confidential discussion


legal, compliance, Insurance Company, buy side


- legal background, legal academic qualification
- some experiences or understanding in private equity investments, deal structures. etc.
- experience in dealing with SFC inquiries

educational requirements

Bachelor Degree