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investment/securities compliance, cib - avp.

job details

summary

    job details

    about the company

    Our client is a Corporate and Investment bank with strong presence in HK

    about the team

    • A team of 20+ compliance professionals

    about the job

    • To assist in General Compliance function
    • To assist in reviewing and updating compliance manuals, policies and procedures
    • To analyze new regulatory and statutory requirements
    • Provide compliance advisory to relevant business units
    • Assist in HKMA onsite inspection, questionnaire, survey and ad hoc inquiries
    • Assist in General Compliance related projects, including investment products launch, product due diligence, SFC returns and submission etc

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant field
    • Minimum 3 years general compliance/product compliance/I&I compliance experience
    • Strong command in spoken and written English is required

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

    about the company

    Our client is a Corporate and Investment bank with strong presence in HK

    about the team

    • A team of 20+ compliance professionals

    about the job

    • To assist in General Compliance function
    • To assist in reviewing and updating compliance manuals, policies and procedures
    • To analyze new regulatory and statutory requirements
    • Provide compliance advisory to relevant business units
    • Assist in HKMA onsite inspection, questionnaire, survey and ad hoc inquiries
    • Assist in General Compliance related projects, including investment products launch, product due diligence, SFC returns and submission etc

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant field
    • Minimum 3 years general compliance/product compliance/I&I compliance experience
    • Strong command in spoken and written English is required

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk