internal audit - chinese securities, up to 50k in Hong Kong

charlotte cheng, randstad hong kong
job type
HK$ 540,000 - HK$ 600,000 per year
apply now

job details

hong kong
banking & financial services
job type
working hours
HK$ 540,000 - HK$ 600,000 per year
4 years
reference number
charlotte cheng, randstad hong kong
apply now

job description

about the company.

Our client is one of the largest Chinese Investment Banking, with several SFC license, they are very active in the market and due to the expansion of the business, they are looking for a dynamic, independent and responsible individual to join their internal audit team.
about the team.
You will be reporting to the team head of General Audit and assisting in reviewing junior work. You will be joining a team of energytic, dynamic and skillful. You are expected to be familiar with the SFC regulation and experienced in Audit for investment banking/ banking/ securities firm.
about the job.
  • Participation in planning and scoping reviews, meeting with key people within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed.
  • Preparation of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified.
  • Assessment of the risk and impact of issues identified in reviews and production of reports for management.
  • Follow up with clients on remediation of actions coming out of issues identified during audits.
  • Ad hoc work on firmwide projects around new processes or activities and investigation of incidents.
  • Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit.
  • Maintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business.
skills & experiences required.
  • Bachelor degree holder.
  • Minimum of 5 years of relevant experience
  • Excellent team player who is energetic, enthusiastic and curious to learn.
  • Ability to multi-task and a quick learner.
  • Strong communication skills including English and Chinese
  • With relevant professional qualifications such as CPA / CIA / FRM or equivalent is required
  • Sound knowledge and experience of internal control, risk management and regulatory requirements of SFC

For interested parties, CLICK HERE to apply or reach Charlotte CHENG at +852 2232 3463 or send your updated resume to


audit, investment banking, securities, SFC, internal control


no additional qualifications required

educational requirements

Bachelor Degree