ibd compliance / capital markets compliance - svp / ed in Central and Western District

rouella jose landicho, randstad hong kong
job type
HK$ 1,500,000 - HK$ 2,000,000 per year

job details

central and western district
banking & financial services
job type
working hours
HK$ 1,500,000 - HK$ 2,000,000 per year
reference number
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is an expanding Investment Bank and Securities firm in APAC. about the team
  • International working environment
  • Excellent work-life balance
about the job
  • You will provide primary coverage for the IBD and Capital Markets business in APAC
  • Build and develop relationships with the business to enhance tighter communication, foster an atmosphere of proactive Compliance by the business
  • Ensure the “2nd line of defence” is tightly administered in accordance to the firm’s larger objectives
  • Manage firmwide projects and initiatives
  • You will also lead the SFC on-site inspection in relation to IBD & Capital Markets
skills & experiences required
  • Degree in Law or Accounting or other relevant professional qualifications
  • At least 8-10 years of experience in IBD / capital markets compliance or legal in financial services in HK
  • In-depth knowledge of SFC rules and regulations pertaining to IBD and Capital Markets business
  • Ability to work independently and manage multiple projects/assignments/responsibilities in a fast-paced environment
  • Excellent communication and interpersonal skills, able to work with stakeholders at different levels
  • Good organizational, leadership and people management skills
  • Fluent in English and Chinese languages

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk


ibd compliance, investment bank, research, SFC, head of ibd compliance, control room, capital markets, IPO, ECM, DCM


CPA or Legal Qualification - ideal


IBD Compliance / Capital Markets Compliance - SVP / ED

educational requirements

Bachelor Degree