head of legal & compliance - fintech / virtual bank in Hong Kong

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,600,000 - HK$ 2,000,000 per year
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,600,000 - HK$ 2,000,000 per year
reference number
91M0131379_1554949897
contact
rouella jose landicho, randstad hong kong
apply now

job description

about the company

Our client is an expanding Fintech firm who is expanding their Virtual Banking business.
about the job
  • You will lead and manage all regulatory compliance matters within the Firm
  • Prepare and implement annual compliance plan, build and update regulatory inventory in light of new regulatory changes, assess regulatory development and its impacts on businesses
  • Identify regulatory compliance risks, perform assurance review, escalate all actual and potential regulatory and policy breaches and conduct issues to Senior Management
  • Provide regulatory compliance advice and support to all businesses and functions
  • Formulate and review policies and procedures including compliance manual to ensure compliance with all relevant laws, regulations and group policies
  • Engage and maintain strong relationship with regulatory authorities and handle all related enquiries (including regulatory inspections and audits)
  • Provide appropriate compliance training and promote a strong compliance and control culture
skills & experiences required
  • Qualified Lawyer with at least 10-15+ years of PQE
  • At least 10 to 12 years of legal and / or compliance experience in retail banking / commercial banking
  • Independent with a strategic mindset, open to tackling new issues and sounding out new ideas
  • Excellent track record in leading / managing a team of compliance managers and officers
  • Excellent communication and presentation skills in spoken and written English and Chinese languages
  • Ability to work in a fast-paced environment

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

head of legal and compliance, head of legal, head of compliance, retail bank, virtual bank, fintech, compliance advsiory

qualification

Legal Qualification - ideal

educational requirements

Bachelor Degree