head of compliance in Hong Kong

posted
contact
eva tai, randstad hong kong
job type
permanent
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
reference number
91M0131539_1554782892
contact
eva tai, randstad hong kong
apply now

job description

Responsibilities

  • To ensure the operation of HK comply with the HKMA requirements and other applicable laws, rules and regulations.
  • To coordinate and report on all types of compliance issues to the CE of HK.
  • To liaise with the regulatory body on all aspects of compliance issues in HK e.g. HKMA enquiry, inspection review, etc.
  • To liaise with external consultants on compliance related matters.
  • To review and update all Operation / Compliance Manuals in relation to the operation
  • To monitor staff compliance with the policies and procedures set in the Operations/Compliance Manuals and other applicable laws, rules and regulations.
  • To conduct periodic reviews to ensure operation compliance with the internal policies, procedures and other applicable laws, rules and regulations.
  • To ensure the new hires have completed compliance training programs (e.g. AML, PDPO, etc)

Requirements

  • Minimum of 8 - 10 years’ solid experience in corporate banking or financial service industry
  • • Section 72B Manager’s experiences in the function of Compliance
  • • Grandfathered for ECF on AML/CFT (Professional Level) under HKIB
  • Fluency in both English and Chinese a must, Mandarin will be an advantage

If you are interested in this position, please click link to apply. If you would like to know more about this role, please contact Eva Tai at +852 2232 3465 or eva.tai@randstad.com.hk for confidential conversation.

skills

Section 72B Manager’s experiences in the function of Compliance

qualification

Section 72B Manager’s experiences in the function of Compliance

educational requirements

Bachelor Degree