head of compliance, hk - corporate & investment bank in Central

rouella jose landicho, randstad hong kong
job type
HK$ 1,500,000 - HK$ 1,900,000 per year

job details

banking & financial services
job type
working hours
HK$ 1,500,000 - HK$ 1,900,000 per year
reference number
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is an international Corporate & Investment Bank with strong presence in Asia and Greater China. about the team
  • You will lead the HK regulatory and general compliance team
  • International working environment
  • Friendly culture
about the job
  • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of general compliance and corporate banking
  • You will provide advisory support on compliance matters relating to general compliance and corporate banking products and services
  • Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes with respect to general compliance related and corporate banking
  • Review customer communication materials/correspondence with regulatory bodies
  • Ensure that all the necessary general compliance and corporate banking compliance related documentation is properly maintained and updated
  • Provide training on general compliance and corporate banking compliance and promote compliance awareness among the associates
  • Liaise with the local regulators on compliance matters
skills & experiences required
  • Bachelor’s degree in Finance, Economics or Law or above with professional qualification preferred
  • At least 10-12+ years of relevant regulatory / general /core compliance experience in corporate banking and transaction banking
  • Good people management and leadership experience
  • Solid regulatory experience across institutional banking and global markets
  • Experience in successfully communicating with and influencing their peers and management
  • Strong written and oral communication skills (e.g. report writing)
  • Good command in written and spoken English and Chinese preferred
To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk


head of compliance, regulatory compliance, FICC, fixed income compliance, treasury, HKMA, corporate banking compliance, corporate bank, regulatory compliance


Legal or CPA Qualification - ideal


Head of Compliance, HK - Corporate & Investment Bank

educational requirements

Bachelor Degree