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head of compliance, hk - corporate bank / private bank.

job details

summary

    job details

    about the company


    Our client is an international Corporate Bank with an expanding PWM business.

    about the team

    • You will lead the HK regulatory, compliance advisory and AML team
    • International working environment
    • Friendly culture

    about the job

    • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures
    • You will provide advisory support on compliance matters relating to general compliance, corporate banking and PWM products and services
    • Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes
    • Review customer communication materials/correspondence with regulatory bodies
    • Ensure that all the necessary general compliance related documentation is properly maintained and updated
    • Provide training on general compliance and promote compliance awareness among the associates
    • Liaise with the local regulators on compliance matters

    skills & experiences required

    • Bachelor’s degree in Finance, Economics or Law or above with professional qualification preferred
    • At least 10-15+ years of relevant regulatory / general compliance experience in corporate banking and/or private banking / private wealth management / PWM
    • Good people management and leadership experience
    • Strong experience in dealing with the HKMA and the SFC
    • Experience in successfully communicating with and influencing their peers and management
    • Strong written and oral communication skills (e.g. report writing)
    • Good command in written and spoken English, Cantonese and Mandarin languages

    To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk



    about the company


    Our client is an international Corporate Bank with an expanding PWM business.

    about the team

    • You will lead the HK regulatory, compliance advisory and AML team
    • International working environment
    • Friendly culture

    about the job

    • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures
    • You will provide advisory support on compliance matters relating to general compliance, corporate banking and PWM products and services
    • Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes
    • Review customer communication materials/correspondence with regulatory bodies
    • Ensure that all the necessary general compliance related documentation is properly maintained and updated
    • Provide training on general compliance and promote compliance awareness among the associates
    • Liaise with the local regulators on compliance matters

    skills & experiences required

    • Bachelor’s degree in Finance, Economics or Law or above with professional qualification preferred
    • At least 10-15+ years of relevant regulatory / general compliance experience in corporate banking and/or private banking / private wealth management / PWM
    • Good people management and leadership experience
    • Strong experience in dealing with the HKMA and the SFC
    • Experience in successfully communicating with and influencing their peers and management
    • Strong written and oral communication skills (e.g. report writing)
    • Good command in written and spoken English, Cantonese and Mandarin languages

    To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk