head of compliance, ed - retail & commercial bank in Central

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,800,000 - HK$ 2,000,000 per year

job details

posted
location
central
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,800,000 - HK$ 2,000,000 per year
reference number
91M0140550_1575434645
contact
rouella jose landicho, randstad hong kong
add to saved jobs print

job description

about the company

Our client is a leading Retail, Commercial & Corporate banking business with a strong presence in Greater China.

about the team
  • Leadership role - you will manage both compliance advisory and general compliance team
  • Dynamic, highly experienced compliance department
about the job
  • You will provide compliance support in the banking business and to promote and effect the bank’s compliance with external rules, regulations, internal policies and procedures in these areas
  • Provide compliance advisory support to banking business and maintain and update compliance manuals and policies owned by Compliance
  • Provide coaching/mentoring to team members
  • Work with group compliance to keep abreast of and adhere to the updated group policies and requirements
  • Handle compliance-related head office requests and/or reporting requirements
  • Review customer communication materials/correspondence with regulatory bodies
  • Provide training to and promote compliance awareness among the associates
  • Liaise with local regulators on compliance matters and regulatory examinations

skills & experiences required
  • Degree holder in Business, Accounting, Law or related disciplines
  • At least 10-12 years of relevant compliance experience in financial institutions/ regulatory agencies/ other relevant entities
  • Familiar with Banking Ordinance and rules, relevant codes and guidelines issues by HKMA and other regulatory entities
  • Solid experience in handling banking compliance issues
  • Sound knowledge of the relevant laws and regulators pertinent to bank
  • In-depth understanding of regulatory framework and solid experience in dealings with regulators
  • Strong leadership skills with ability to initiate, drive and manage changes
  • Proficiency in both spoken and written English and Chinese

To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

head of compliance, HKMA, SFC, retail bank, commercial bank, private bank, treasury, corporate bank, general compliance, regulatory compliance

qualification

CPA or Legal Qualification ideal

responsibilities

Head of Compliance, ED - Retail & Commercial Bank

educational requirements

Bachelor Degree