head of central compliance - investment bank in Central and Western District

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,000,000 - HK$ 1,200,000 per year

job details

posted
location
central and western district
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,000,000 - HK$ 1,200,000 per year
reference number
91M0146939_1596713066
contact
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is a leading investment bank with a strong presence in APAC and Greater China region. about the team
  • International, diverse team of compliance professionals
about the job
  • You will lead and supervise the general compliance team in performing licensing matters, staff dealing and compliance declarations monitoring and Regulatory inquiries processing
  • You will look after registration and renewals of staff licenses
  • Assist in the development, implementation and maintenance of compliance monitoring programs as well as coordinating with regulators on inspections
skills & experiences required
  • University degree in accounting, law or economics
  • At least 10-12 years of relevant general compliance / regulatory compliance experience covering SFC regulated activities
  • Strong communication skills in English, Cantonese and Mandarin
  • Good leadership and people management skills
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

head of central compliance, head of general compliance, regulatory compliance, SFC, investment bank, global markets, licensing

qualification

CPA Qualified - ideal but not a must

responsibilities

Head of Central Compliance - Investment Bank

educational requirements

Bachelor Degree