Job opening - General Compliance VP, European Corporate Bank in Hong Kong | Randstad Hong Kong

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summary

hong kong
randstad hong kong
HK$70,000 - HK$90,000 per month
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0159576_8974913123300531962

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job details

about the company.

Our client is a European foreign corporate bank.

about the team.

You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc

about the job.

Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
Review and/or escalate any suspicious transactions, sanctions screening, name screening alert hits

skills & experiences required.

Degree holder in Law, Business, Economics or relevant disciplines
Minimum 7 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome
Candidates with all-rounded compliance exposure would be an advantage
Sound knowledge in HKMA and SFC regulations
Good command in English and Mandarin

...

about the company.

Our client is a European foreign corporate bank.

about the team.

You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc

about the job.

Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
Review and/or escalate any suspicious transactions, sanctions screening, name screening alert hits

skills & experiences required.

Degree holder in Law, Business, Economics or relevant disciplines
Minimum 7 years Compliance experience in corporate banking. Candidates from foreign banks or boutique banks are welcome
Candidates with all-rounded compliance exposure would be an advantage
Sound knowledge in HKMA and SFC regulations
Good command in English and Mandarin

key responsibilities
Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
Review and/or escalate any suspicious transactions, sanctions screening, name screening alert
skills
compliance, regulatory compliance, general compliance, HKMA, corporate banking, retail banking, foreign bank
qualifications
Degree holder
7 years Compliance experience in corporate banking. Candidates from foreign banks/ boutique banks are welcome
All-rounded compliance exposure
knowledge on SFO/HKMA ordinance
education
Bachelor Degree

apply with randstad.
Applying with us is easy. We will review your application and see if you are a good fit for the job and the company.
we’ll give you a call.
Our consultant will call you to discuss your application and further career aspirations if you're suitable for a role.
getting you registered.
If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Hong Kong SAR.
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
the perfect job for you.
Our expert team will either arrange an interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll suggest alternative options too.
the interview.
If a job which you have applied for requires an interview, we will ensure you are fully prepared and know exactly what to expect - good luck!
start your new job.
Congratulations, you’re ready to begin your new job. The team will ensure that you’re fully prepared for your first day.

JL

joanne lo

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