general compliance manager, corporate banking in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 40,000 - HK$ 60,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 40,000 - HK$ 60,000 per month
reference number
91M0127676_1543845544
contact
nicole hui, randstad hong kong
apply now

job description

about the company.

Our client is a well-known corporate banking/private banking with strong presence in Asia.
about the job.
  • Advise management on compliance issues related to investment products, corporate business, wealth management & private banking
  • Establish compliance programs to ensure operations are in compliance with regulatory requirements
  • Draft, develope and review compliance policies and procedures
  • Conduct regular compliance reviews on client investment suitability management, personal staff dealing, individual and corporate licensing, account-opening, etc.
  • Liaise with local regulators i.e. SFC, HKMA
  • Conduct compliance training regularly
skills & experiences required.
  • Bachelor degree or above in law, finance, accounting or related disciplines
  • 5 to 8 years of compliance experience in banking industry
  • Well-versed with rules and regulations and operations related to banking field
  • Sound knowledge in regulators’ requirements
  • Familiar with investment products such as equities, collective investment scheme, derivatives, structured products, etc.
  • Fluent in Mandarin and English

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

no additional skills required

qualification

no additional qualifications required

responsibilities

General Compliance Manager, Corporate Banking

educational requirements

Bachelor Degree